ANTI-MONEY LAUNDERING & FINANCIAL CRIMES CONFERENCE May 22–23, 2023 Convene • 225 Liberty St • New York, NY REGISTER THE LATEST IN ANTI-MONEY LAUNDERING AND FINANCIAL CRIMES SIFMA’s Anti-Money Laundering & Financial Crimes Conference is the leading forum for professionals from the securities industry. Together, we gather with regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space. In 2022, we gathered in New York City to learn about regulatory and examination priorities and lessons learned from enforcement; participate in interactive financial crime case studies; and hear industry perspectives on the latest developments in the AML and financial crime space. Explore key takeaways from our conversations and register today to join us from May 22-23, 2023 at Convene One Liberty Plaza in New York City. WHY ATTEND Professionals of all levels can access insightful conversations with financial services leaders and regulators, valuable professional development opportunities, and timely and topical discussions. Gain Expert Insights Hear from industry leaders and regulators while engaging with peers and colleagues. Earn Credits Participants will be eligible for continuing education credits, including CAMS, CLE and CPE. Explore our Showcase Visit our Sponsor Showcase to learn about the latest products and services for anti-money laundering and financial crime compliance. PROGRAM Our 2023 program is currently under development. A this year's event, you’ll hear from industry experts on the most consequential issues facing the securities industry today, including: Beneficial Ownership: Deep dive into the Corporate Transparency Act and the impact of the beneficial ownership information reporting and access rules and expected CDD rule conformity on your compliance program. Sanctions and China: By popular demand, a new general session looking back over a year of Russia sanctions and ahead to global developments that could shape future sanctions policy. And much more. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions. VIEW 2022 PROGRAM 2023 Conference Planning Task Force SIFMA is a member-driven organization; we are grateful to our 2022 Conference Planning Task Force: • Nicole De Bello, Executive Director, Morgan Stanley • Margaret Edmunds, Director of AML and Corporate Compliance, Baird • Jim Fiebelkorn, BSA/AML Program and Sanctions, Charles Schwab & Co and Charles Schwab Bank • Sarah Green, Global Head of Financial Crimes, Vanguard Group Inc. • Adrienne Kosta, Vice President, Anti-Money Laundering Officer, Fidelity Investments • Justin Mendelsohn, Head of AML and Sanctions, Fidelity Digital Asset Services, Fidelity Investments • Robert Molloy, Chief AML Officer, Raymond James Financial • Jeffrey Weiss, Head of Financial Crimes, Robinhood Financial LLC • Alan Williamson, Director, Business Oversight Compliance, Barclays Investment Bank Americas • Meg Zucker, Global Anti-Money Laundering Head, RBC Capital Markets LLC CREDITS This event will be eligible for continuing education credits, including CAMS, CLE and CPE credits. Please check back for details. VENUE Convene 225 Liberty Street New York , NY 10281